TECHNICAL REGULATIONS OF THE CUSTOMS UNION

TR CU 010/2011

About the safety of machinery and equipment

(as amended on May 16, 2016)

1. This technical regulation has been developed in accordance with the Agreement on Common Principles and Rules of Technical Regulation in the Republic of Belarus, the Republic of Kazakhstan and the Russian Federation of November 18, 2010.

2. This technical regulation has been developed for the purpose of establishing uniform mandatory requirements for machines and (or) equipment for the development (design), manufacture, installation, commissioning, operation, storage, transportation, sale and disposal in the single customs territory of the Customs Union, ensuring the free movement of machines and (or) equipment put into circulation in the single customs territory of the Customs Union.

3. If other technical regulations of the Customs Union, technical regulations of the Eurasian Economic Community (hereinafter referred to as the EurAsEC), establishing requirements for machines and (or) equipment, are adopted with respect to machines and (or) equipment, then the machines and (or) equipment must comply with the requirements of these technical regulations of the Customs Union, the EurAsEC, which apply to them.

1. This technical regulation applies to machines and (or) equipment produced in circulation in the single customs territory of the Customs Union.

2. This technical regulation establishes the minimum necessary safety requirements for machines and (or) equipment during the development (design), manufacture, installation, commissioning, operation, storage, transportation, sale and disposal in order to protect human life or health, property, environmental protection, animal life and health, and to prevent actions misleading consumers.

3. This technical regulation applies to machines and (or) equipment for which types of hazards have been identified and identified, the requirements for the elimination or reduction of which are established in accordance with Annexes N 1 and N 2.

4. This technical regulation does not apply to the following types of machines and (or) equipment:

- machines and (or) equipment related to ensuring the integrity and stability of the functioning of communication networks and the use of the radio frequency spectrum;

- machines and (or) equipment used for medical purposes and used in direct contact with the patient (x-ray, diagnostic, therapeutic, orthopedic, dental, surgical equipment);

- machines and (or) equipment specially designed for use in the field of nuclear energy use. This technical regulation applies to machines and (or) equipment for general industrial purposes used in the field of the use of atomic energy in the part that does not contradict the requirements for ensuring nuclear and radiation safety;

- wheeled vehicles, except for the machines and (or) equipment installed on them;

- sea and river vehicles (ships and floating vehicles, including the machines and (or) equipment used on them);

- aircraft and spacecraft;

- railway rolling stock and technical means specially designed for use in railway transport, and the metro;

- attractions;

- weapons and military equipment;

- machines and (or) equipment intended for use by persons with disabilities;

- agricultural and forestry tractors and trailers, except for the machines and (or) equipment installed on them;

- drilling platforms, except for the machines and (or) equipment used on them.

5. This technical regulation applies to machines and (or) equipment, including those used at hazardous production facilities.

(Item in the wording introduced from December 2, 2016 by the decision of the EEC Council of May 16, 2016 N 37. - See the previous version)

6. If the risks caused by machines and (or) equipment are fully or partially established in other technical regulations of the Customs Union, the EurAsEC, then the machines and (or) equipment must comply with the requirements of the technical regulations of the Customs Union, the EurAsEC, which apply to them.

7. When identifying machines and (or) equipment, the compliance of specific machines and (or) equipment with a sample or their description is established, as which the standards specified in paragraph 1 of Article 6 of this technical regulation, classifiers, specifications and drawings, technical conditions, operational documentation can be used.

8. Additional safety requirements for certain categories of machinery and equipment are established in accordance with Annex N 2.

1. The following terms and their definitions are used in this technical regulation:

"accident" - destruction or damage to a machine and (or) equipment, the occurrence of uncontrolled explosions and (or) the release of dangerous and harmful substances during the operation of machines and (or) equipment;

"acceptable risk" - the value of the risk from the use of the machine and (or) equipment, based on the technical and economic capabilities of the manufacturer, corresponding to the level of safety that must be provided at all stages of the product life cycle;

"life cycle" - the period of time from the beginning of the design of the machine and (or) equipment to the completion of disposal, including interrelated stages (design, manufacture, storage, installation, commissioning, operation, including modernization, repair, maintenance and service);

"incident" - failure of the machine and (or) equipment, deviation from the technological process mode;

"critical failure" - the failure of a machine and (or) equipment, the possible consequences of which are causing harm to human life or health, property, the environment, the life and health of animals and plants;

"machine" - a series of interconnected parts or assemblies, of which at least one part or one node moves with the help of appropriate drives, control circuits, energy sources combined together for a specific application (for example, processing, processing, moving or packaging material);

"mobile energy means" - tractors, universal energy means, self-propelled chassis;

"assigned resource" - the total operating time, upon reaching which the operation of the machine and (or) equipment must be stopped regardless of their technical condition;

"operating time" - the duration or amount of work of the machine and (or) equipment;

"designated service life" - the calendar duration of operation of the machine and (or) equipment, upon reaching which the operation must be terminated regardless of their technical condition;

"designated storage period" - the calendar duration of storage of the machine and (or) equipment, upon reaching which their storage must be terminated regardless of their technical condition;

"use of the machine for its intended purpose" - the use of the machine and (or) equipment in accordance with the purpose specified by the manufacturer in the operational documents;

"safety justification" - a document containing a risk analysis, as well as information from design, operational, technological documentation on the minimum necessary safety measures, accompanying machines and (or) equipment at all stages of the life cycle and supplemented with information on the results of risk assessment at the operational stage after major repairs;

"equipment" - a technical device used independently or installed on a machine, necessary for performing its main and (or) additional functions, as well as for combining several machines into a single system;

"failure" - an event consisting in a violation of the working condition of the machine and (or) equipment due to design violations during design, non-compliance with the established manufacturing or repair process, non-compliance with the rules or operating instructions (instructions) ;

"limit state" - the state of the machine and (or) equipment, in which their further operation is unacceptable or impractical, or the restoration of their working condition is impossible or impractical;

"attachable machine" - a mobile, trailed, semi-trailer, mounted, semi-mounted or mounted on a mobile energy vehicle machine designed to perform operations for the production and primary processing of agricultural products, etc.;

"developer "(designer) - a legal or natural person who carries out the process of creating a new type of machinery and equipment, developing technical documentation for a prototype and manufacturing a prototype;

"system developer (designer)" - a legal entity or an individual who carries out the process of creating project documentation for systems of machines and (or) equipment (technological lines interconnected by the production cycle);

"agricultural machine and tractor unit" is a complex that is a combination of a mobile power tool with a trailed, semi-trailer or mounted machine (or machines), and is intended for performing technological agricultural operations;

"system" - a set of machines and (or) equipment combined structurally and (or) functionally to perform the required functions;

"danger" - a potential source of damage to human life and health, property, and the environment;

"danger zone" is a space in which a person is exposed to dangers emanating from a machine or equipment;

"risk" is a combination of the probability of causing harm and the consequences of this harm for human life or health, property, the environment, the life or health of animals and plants.

1. Machines and (or) equipment are put into circulation on the market if they comply with this technical regulation, as well as other technical regulations of the Customs Union, EurAsEC, which apply to them, and provided that they have passed the conformity assessment procedures established by this technical regulation, as well as other technical regulations of the Customs Union, EurAsEC, which apply to them.

Machines and (or) equipment whose compliance with the requirements of this technical regulation is not confirmed should not be marked with a single product circulation mark on the market of the member states of the Customs Union and are not allowed to be put into circulation in the single customs territory of the Customs Union.

1. When developing (designing) a machine and (or) equipment, possible types of hazards at all stages of the life cycle must be identified.

2. For the identified types of hazards, a risk assessment should be carried out by calculation, experimental, expert means or according to the operation data of similar machines and (or) equipment. Risk assessment methods may be established in the standards specified in paragraph 1 of Article 6 of this technical regulation.

3. During the development (design), the permissible risk for the machine and (or) equipment must be determined and established. At the same time, the level of security corresponding to the established risk is provided:

- completeness of research and development work;

- carrying out a complex of necessary calculations and tests based on methods verified in accordance with the established procedure;

- the choice of materials and substances used in certain types of machines and (or) equipment, depending on the parameters and operating conditions;

- the establishment by the developer (designer) of criteria for limit states;

- establishment by the developer (designer) of the assigned service life, assigned resources, terms of maintenance, repair and disposal;

- identification of all hazards associated with possible predictable misuse of the machine and (or) equipment;

- restriction in the use of machines and (or) equipment.

4. If the estimated risk is higher than the permissible one, the design of the machine and (or) equipment must be changed to reduce it, while personnel interference in all operating modes of the machine and (or) equipment is excluded (if the intervention is not provided for in the operating manual).

5. If it is impossible to achieve the technical characteristics of the machine and (or) equipment that determine the permissible risk by changing the design, as well as if it is economically inexpedient, the operating manual (instructions) shall contain information limiting the conditions of use of this machine and (or) equipment or warning about the need to take safety measures.

6. When developing (designing) machines and (or) equipment, the levels of physical factors (noise level, infrasound, air and contact ultrasound, local and general vibration, electromagnetic fields), as well as the levels of release of dangerous and harmful substances that ensure safety during their operation should be established.

7. When developing (designing) a machine and (or) equipment, a safety justification should be developed.

The original of the safety justification of machines and (or) equipment is kept by the developer (designer), and a copy is kept by the manufacturer of machines and (or) equipment and the organization operating the machines and (or) equipment.

8. The development of the operating manual (instructions) is an integral part of the development (design) of the machine and (or) equipment. The operating manual (instruction) includes:

- information about the design, principle of operation, characteristics (properties) of machines and / or equipment;

- instructions for the installation or assembly, adjustment or adjustment, maintenance and repair of the machine and (or) equipment;

- instructions on the use of the machine and (or) equipment and safety measures that must be observed during the operation of the machine and (or) equipment, including commissioning, intended use, maintenance, all types of repairs, periodic diagnostics, testing, transportation, packaging, preservation and storage conditions;

- assigned indicators (assigned storage period, assigned service life and / or assigned resource), depending on the design features. After the expiration of the assigned indicators (assigned resource, storage period, service life), the machine and (or) equipment are withdrawn from operation, and a decision is made to send them for repair, disposal, inspection and establishment of new assigned indicators (assigned resource, storage period, service life);

- a list of critical failures, possible erroneous actions of personnel that lead to an incident or accident;

- actions of personnel in the event of an incident, critical failure or accident;

- criteria for limit states;

- instructions for decommissioning and disposal;

- information about the qualifications of the service personnel.

9. If the machine and / or equipment are intended for use by non-professional users, the operating manual (instruction) must take into account the knowledge, skill and experience of such users.

1. During the manufacture of the machine and (or) equipment, their compliance with the requirements of the design (design) documentation and this technical regulation must be ensured.

2. When manufacturing a machine and (or) equipment, the manufacturer must perform the entire set of safety measures defined by the design (design) documentation, while it must be possible to control the performance of all technological operations on which safety depends.

3. During the manufacture of the machine and (or) equipment, the tests provided for in the design (design) documentation must be carried out.

4. During the manufacture of the machine and (or) equipment, the safety requirements established by the design (design) documentation in accordance with this technical regulation must be met, taking into account the applied technological processes and the control system. The manufacturer carries out a risk assessment of machines and (or) equipment before putting it into circulation.

5. Deviations from the design (design) documentation in the manufacture of the machine and (or) equipment must be agreed with the developer (designer). The risk from the use of a machine and (or) equipment manufactured according to the agreed design (design) documentation should not be higher than the permissible risk established by the developer (designer).

6. The manufacturer of the machine and (or) equipment must provide the machines and (or) equipment with a manual (instruction) for operation.

7. The machine and / or equipment must have clear and indelible warning labels or signs about the types of hazards.

8. The machine and / or equipment must have a clearly distinguishable, clear and indelible identification label containing:

- the name of the manufacturer and (or) its trademark;

- name and (or) designation of the machine and (or) equipment (type, make, model (if available));

- month and year of manufacture.

9. If the information given in paragraph 8 of this article cannot be applied to the machine and (or) equipment, then they can only be indicated in the operating manual (instructions) attached to this machine and (or) equipment. In this case, the name of the manufacturer and (or) its trademark, the name and designation of the machine and (or) equipment (type, brand, model (if available)) they must be applied to the packaging.

10. The information specified in paragraph 8 of this article must be contained in the operating manual (instructions). In addition, the operating manual (instruction) must contain the name and location of the manufacturer (a person authorized by the manufacturer), the importer, and information for contacting them.

11. The operating manual (instruction) is performed in Russian and in the state language (s) of the member state of the Customs Union, if there are relevant requirements in the legislation of the member state(s) of the Customs Union.

The operating manual (instruction) is carried out on paper. A set of operational documents on electronic media can be attached to it. The operating manual (instruction) included in the kit of the machine and (or) equipment for non-household purposes, at the manufacturer's choice, can be performed only on electronic media.

12. The materials and substances used for packaging the machine and (or) equipment must be safe.

13. Transportation and storage of machines and (or) equipment, their components and parts must be carried out taking into account the safety requirements provided for in the design (design) and operational documentation.

14. When carrying out maintenance, repair and inspections of the machine and (or) equipment, the requirements established by the operating manual (instructions), the program for carrying out maintenance or repair during the entire period of these works must be observed.

15. Changes in the design of the machine and (or) equipment that occur during their repair must be coordinated with the developer (designer).

16. After the overhaul of the machine and (or) equipment, a risk assessment should be carried out, the value of which should not be higher than the permissible one. If necessary, technical and organizational measures are developed to achieve the values of the permissible risk.

17. For repaired machines and (or) equipment that do not meet the requirements of the design (design) documentation, measures should be developed to ensure the risk values established in the safety justification, taking into account the technological processes and control systems adopted in the organization.

18. The operating manual (instructions) must contain recommendations for the safe disposal of the machine and / or equipment.

19. When designing a machine and (or) equipment, the operating manual (instructions) must specify measures to prevent the misuse of the machine and (or) equipment after reaching the designated resource or the designated service life.

Compliance of machines and (or) equipment with this technical regulation is ensured by meeting its requirements directly or by meeting the requirements of interstate standards, and in case of their absence (before the adoption of interstate standards) - national (state) standards of the member states of the Customs Union, as a result of the application of which compliance with the requirements of the technical regulations of the Customs Union is ensured on a voluntary basis, and standards containing rules and methods of research (testing) and measurements, including the rules for sampling necessary for the application and fulfillment of the requirements of this technical regulation of the Customs Union and the assessment (confirmation) of conformity of products (hereinafter referred to as standards) for the corresponding types of machines and (or) equipment.

Compliance on a voluntary basis with the requirements of these standards indicates the compliance of machines and (or) equipment with the safety requirements of this technical regulation.

1. Machines and (or) equipment put into circulation in the single customs territory of the Customs Union are subject to an assessment of compliance with the requirements of this technical regulation.

The assessment of compliance with the requirements of this technical regulation is carried out in the form of conformity assessment and in the form of state control (supervision).*7.1.2)

Machines and (or) equipment that have been in operation, or manufactured for the own needs of their manufacturers, as well as components and spare parts for machines used for repair (maintenance) of machines and (or) equipment, are not subject to confirmation of compliance with the requirements of this technical regulation.

1. Conformity assessment of machines and (or) equipment is carried out in accordance with the unified procedures approved by the Customs Union Commission.

2. Confirmation of compliance of machines and (or) equipment with the requirements of this technical regulation is carried out in the form of:

certification by an accredited certification body (assessment (confirmation) of conformity) (hereinafter referred to as the certification body) included in the Unified Register of Certification Bodies and Testing Laboratories (centers) of the Customs Union;

declaration of conformity on the basis of their own evidence and (or) obtained with the participation of a certification body or an accredited testing laboratory (center) included in the Unified Register of Certification Bodies and Testing Laboratories (centers) of the Customs Union (hereinafter - the accredited testing laboratory (center)).

3. Certification is carried out in respect of machines and (or) equipment included in the List of objects of technical regulation subject to confirmation of compliance with the requirements of the technical regulations of the Customs Union "On the safety of machines and equipment" in the form of certification given in Annex N 3.

4. The declaration of conformity is carried out by the applicant in respect of machines and (or) equipment included in the List of objects of technical regulation subject to confirmation of compliance with the requirements of the technical regulations of the Customs Union "On the safety of machines and equipment" in the form of declaration of conformity, given in Annex N 3.

5. By the decision of the applicant, instead of declaring compliance with the machines and (or) equipment included in the List specified in paragraph 1 of paragraph 4 of this article, certification may be carried out according to certification schemes equivalent to the declaration of conformity schemes provided for machines and (or) equipment by this technical regulation, including in the absence or insufficiency of the applicant's own evidence confirming compliance with the requirements of this technical regulation.

6. The declaration of conformity or the certificate of conformity is the only document confirming the compliance of the machine and (or) equipment with the requirements of this technical regulation.

7. The declaration of conformity and the certificate of conformity have equal legal force and are valid in the single customs territory of the Customs Union in respect of machines and (or) equipment put into circulation in the single customs territory of the Customs Union during the validity of the declaration of conformity or certificate of conformity, and in relation to each unit (machine and (or) equipment), during its service life.

8. Information about the declaration of conformity or the certificate of conformity must be indicated in the passport of the machine and (or) equipment.

9. During the conformity assessment, the compliance of machines and (or) equipment with the requirements of this technical regulation, specified directly, or established in the standards specified in Article 6 of this technical regulation, is checked.

10. When confirming the conformity of machines and (or) equipment, the applicant forms a set of documents for machines and (or) equipment confirming compliance with the safety requirements of this technical regulation, which includes:

safety justification;

technical specifications (if available);

operational documents;

the list of standards specified in Article 6, the requirements of which these machines and (or) equipment must meet (when applied by the manufacturer);

contract (delivery contract) (for a batch, a single product) or shipping documentation (for a batch, a single product);

certificate for the manufacturer's management system (if available);

information about the conducted studies (if available);

test reports of the machine and (or) equipment carried out by the manufacturer, the seller, the person performing the functions of a foreign manufacturer and (or) testing laboratories (centers) (if available);

certificates of conformity for materials and components or their test reports (if available);

certificates of conformity for these machines and (or) equipment received from foreign certification bodies (if available);

other documents directly or indirectly confirming the compliance of machines and (or) equipment with the safety requirements of this technical regulation (if available).

Declaration of conformity of machines and (or) equipment is carried out according to the following schemes:

Scheme 1d for mass-produced machines and (or) equipment includes the following actions:

the applicant forms a set of documents specified in paragraph 10 of Article 8; performs production control and takes all necessary measures to ensure that the production process ensures compliance of machines and (or) equipment with the requirements of this technical regulation; tests samples in a testing laboratory or an accredited testing laboratory (center), accepts and registers a declaration of conformity.

The 2d scheme for a batch of machines and (or) equipment (a single product) includes the following actions:

the applicant forms a set of documents specified in paragraph 10 of Article 8; conducts tests of samples in a testing laboratory or an accredited testing laboratory (center), accepts and registers a declaration of conformity.

The 3d scheme for mass-produced machines and (or) equipment includes the following actions:

the applicant forms a set of documents specified in paragraph 10 of Article 8; performs production control and takes all necessary measures to ensure that the production process ensures compliance of machines and (or) equipment with the requirements of this technical regulation; tests samples in an accredited testing laboratory( center), accepts and registers a declaration of conformity.

The 4d scheme for a batch of machines and (or) equipment (a single product) includes the following actions:

the applicant forms a set of documents specified in paragraph 10 of Article 8; conducts tests of samples in an accredited testing laboratory( center), accepts and registers a declaration of conformity.

The 5d scheme is used for machines and (or) equipment:

used at hazardous production facilities;

if it is impossible to conduct tests in full before installing them at the place of operation;

when the applicant, when confirming compliance, does not apply the standards specified in paragraph 1 of Article 6 of this technical regulation, including for innovative products.

Includes the following actions:

the applicant forms a set of documents specified in paragraph 10 of Article 8; performs production control and takes all necessary measures to ensure that the production process ensures compliance of machines and (or) equipment with the requirements of this technical regulation and sends an application to the certification body for conducting a type study;

the certification body conducts a type study taking into account the documents received from the applicant. If the applicant has not applied the standards specified in paragraph 1 of Article 6 of this technical regulation, the certification body evaluates the possibility of replacing the requirements of these standards with the declared requirements. The type of study, depending on the documents submitted by the applicant, is carried out in one of the following ways:

the study of the sample, as a representative of all subsequently produced machines and (or) equipment;

examination of the submitted documents, testing of a sample or determining (critical) components of machines and (or) equipment;

if the results of the type studies are positive, the certification body issues a certificate for the type according to a single form approved by the decision of the Commission, and issues it to the applicant. The type certificate is an integral part of the declaration of conformity, and the declared requirements for the machine and (or) equipment contained in it, recognized as sufficient proof of its compliance with the requirements of this technical regulation, are used during inspections conducted by state control (supervision) bodies for compliance with this technical regulation;*9.1.5.2.2.3)

the applicant accepts and registers the declaration of conformity.

Scheme 6d for mass-produced machines and (or) equipment, if the manufacturer has a certified management system, includes the following actions:

the applicant forms a set of documents specified in paragraph 10 of Article 8, which includes a certificate for a management system (a copy of the certificate of conformity) issued by the management system certification body included in the Unified Register of Certification Bodies and Testing Laboratories (centers) of the Customs Union; performs production control and takes all necessary measures to ensure that the production process ensures compliance of machines and (or) equipment with the requirements of this technical regulation; conducts tests of samples in an accredited testing laboratory( center), accepts and registers a declaration of conformity.

When declaring compliance according to the schemes 1d, 3d, 5d, 6d, the applicant may be a legal entity or an individual registered in accordance with the legislation of a member state of the Customs Union on its territory, as an individual entrepreneur, or being a manufacturer, or performing the functions of a foreign manufacturer on the basis of an agreement with him, in terms of ensuring compliance of the supplied products with the requirements of this technical regulation and in terms of liability for non-compliance of the supplied products with the requirements of this technical regulation of the Customs Union (a person performing the functions of a foreign manufacturer).

When declaring compliance according to the schemes 2d, 4d, the applicant may be a legal entity or an individual registered in accordance with the legislation of a member state of the Customs Union on its territory, as an individual entrepreneur, or being a manufacturer or seller, or performing the functions of a foreign manufacturer on the basis of an agreement with him, in terms of ensuring compliance of the supplied products with the requirements of this technical regulation and in terms of liability for non-compliance of the supplied products with the requirements of this technical regulation of the Customs Union (a person performing the functions of a foreign manufacturer).

1.The documents specified in paragraph 10 of Article 8 of this technical regulation, as well as the standards specified in Article 6 of this technical regulation, are used as evidentiary materials that are the basis for the adoption of a declaration of conformity on the basis of their own evidence.

2. As conditions for the application of these documents, the following may be considered:

1) for test reports:

the presence in the test reports of the values of indicators confirming compliance with all the requirements established in this technical regulation, which apply to specific declared products;

distribution of test reports for the declared machines and (or) equipment;

2) certificates of conformity, declarations of conformity or test reports for raw materials, materials, components - if they determine the safety of the final product subject to conformity assessment;

3) certificates for the production quality management system - if they apply to the manufacture of the declared machines and (or) equipment;

4) other documents directly or indirectly confirming the compliance of machines and (or) equipment with the established requirements, certificates of conformity for the declared machines and (or) equipment issued during voluntary certification (provided that all the necessary requirements were confirmed during voluntary certification).

3. The declaration of conformity is drawn up in a single form approved by the decision of the Customs Union Commission.

The declaration of conformity is subject to registration in accordance with the procedure approved by the Commissions of the Customs Union. The validity of the declaration of conformity begins from the date of its registration. The validity period of the declaration of conformity is not more than 5 years.

4. The applicant is obliged to keep the declaration of conformity and evidentiary materials for ten years from the date of expiry of the declaration of conformity.

A set of documents confirming compliance should be provided to the state control (supervision) bodies according to their requirements.*10.4.2)

1. Certification of machines and (or) equipment is carried out according to the following schemes:

Scheme 1c for mass-produced machines and (or) equipment includes the following actions:

the applicant forms a set of documents specified in paragraph 10 of Article 8 and submits an application for certification to the certification body;

the certification body takes samples from the applicant for testing;

an accredited testing laboratory (center) included in the Unified Register of Certification Bodies and Testing Laboratories (Centers) of the Customs Union (hereinafter referred to as the accredited testing laboratory (center)) conducts tests of samples of machines and (or) equipment;

the certification body analyzes the state of production of the manufacturer and the results of tests of samples of machines and (or) equipment and, if the results are positive, issues a certificate of conformity to the applicant;

the certification body conducts inspection control over certified machines and (or) equipment by testing samples in an accredited testing laboratory (center) and (or) analyzing the state of production.

scheme 3c for a batch of machines and (or) equipment (a single product) includes the following actions:

the applicant forms a set of documents specified in paragraph 10 of Article 8 and submits an application for certification to the certification body;

the certification body or an accredited testing laboratory (center) takes samples from the applicant for testing;

an accredited testing laboratory (center), conducts tests of samples of machines and (or) equipment;

the certification body analyzes the test results of samples of machines and (or) equipment and, if the results are positive, issues a certificate of conformity to the applicant;

scheme 9c for a batch of machines and (or) equipment of a limited volume intended for equipping enterprises in the single territory of the Customs Union includes the following actions:

the applicant forms a set of documents specified in paragraph 10 of Article 8 and submits an application for certification to the certification body;

the certification body analyzes the set of documents submitted by the applicant and, if the results are positive, issues a certificate of conformity to the applicant.

The applicant for certification according to schemes 1c, 9c may be a legal entity or an individual registered in accordance with the legislation of a member state of the Customs Union on its territory as an individual entrepreneur, or being a manufacturer, or performing the functions of a foreign manufacturer on the basis of an agreement with him, in terms of ensuring compliance of the supplied products with the requirements of this technical regulation and in terms of liability for non-compliance of the supplied products with the requirements of this technical regulation of the Customs Union (a person, performing the functions of a foreign manufacturer).

The applicant for certification under the 3c scheme may be a legal entity or an individual registered in accordance with the legislation of a member state of the Customs Union on its territory as an individual entrepreneur, or being a manufacturer or seller, or performing the functions of a foreign manufacturer on the basis of an agreement with him, in terms of ensuring compliance of the supplied products with the requirements of this technical regulation and in terms of liability for non-compliance of the supplied products with the requirements of this technical regulation of the Customs Union (a person performing the functions of a foreign manufacturer).

2. The applicant may apply for certification to any certification body that has machines and (or) equipment included in the List of machines and equipment subject to confirmation of compliance with the requirements of the technical regulations of the Customs Union "On the safety of machinery and equipment" in the form of certification approved by the Commission of the Customs Union in the field of accreditation.

The application for certification is issued by the applicant and must contain:

name and location of the applicant;

name and location of the manufacturer;

information about the machine and (or) equipment (its composition) and its identifying features (name, code according to the classifier of foreign economic activity of the Customs Union, the document according to which the machine and (or) equipment was made (interstate or national standard, enterprise standard, technical specifications, etc.), the form of production-serial production or batch, details of the contract (contract) , etc.);

the standard (s) used, specified in paragraph 1 of Article 6 of this technical regulation;

the certification scheme.

3. The certification body considers the application and makes a decision on the possibility of certification.

In case of a positive decision, the certification body enters into an agreement with the applicant on carrying out certification work.

The certification body carries out work according to the certification scheme, prepares a decision and, if the result is positive, issues a certificate of conformity to the applicant.

4. In case of a negative certification result, the certification body sends the applicant a reasoned decision to refuse to issue a certificate of conformity.

5. Tests of a standard sample (standard samples) or a single product of a machine and (or) equipment are carried out by an accredited testing laboratory (center) on behalf of the certification body to which the test report is issued.

6. The analysis of the state of production is carried out by the certification body at the manufacturer. The results of the analysis are formalized by an act.

If the manufacturer has a certified quality management system for the production or development and production of machines and (or) equipment, the certification body evaluates the ability of this system to ensure the stable production of certified machines and (or) equipment that meet the requirements of this technical regulation.

7. In case of positive results of the checks provided for by the certification scheme, the certification body draws up a certificate of conformity and issues it to the applicant.

The certificate of conformity is issued in a single form approved by the decision of the Customs Union Commission.

The certification body transmits information about the issued certificate of conformity to the Unified Register of Issued Certificates of Conformity and Registered declarations of conformity issued in a single form.

8. The validity period of the certificate of conformity is established for the produced machines and (or) equipment of mass production - no more than 5 years, for the released batch the term is not established.

9. The certificate of conformity may have an appendix containing a list of specific products to which it applies.

The application is issued if:

it is required to detail the composition of the group of homogeneous products produced by the applicant and certified according to the same requirements;

it is required to specify the manufacturing plants that are part of larger associations that have uniform production conditions.

1. Machines and (or) equipment that meet the safety requirements of this technical regulation and have passed the conformity assessment procedure in accordance with Article 8 of this technical regulation must be marked with a single product circulation mark on the market of the member states of the Customs Union.

2. Marking with a single sign of the circulation of products on the market of the member states of the Customs Union is carried out before the release of machines and (or) equipment into circulation on the market.

3. A single product circulation mark on the market of the member states of the Customs Union is applied to each unit of machinery and (or) equipment in any way that provides a clear and clear image during the entire service life of the machine and (or) equipment.

A single product circulation mark on the market of the member states of the Customs Union is applied to the product itself.

4. It is allowed to apply a single product circulation mark on the market of the member states of the Customs Union only on the packaging and in the attached operational documents, if it is impossible to apply it directly to the machine and (or) equipment.

5. Machines and (or) equipment are marked with a single product circulation mark on the market of the member states of the Customs Union if they comply with the requirements of all technical regulations of the Customs Union, the EurAsEC, which apply to them and provide for the application of a single product circulation mark on the market of the member states of the Customs Union.

1. The member states of the Customs Union are obliged to take all measures to restrict, prohibit the release into circulation of machines and (or) equipment in the single customs territory of the Customs Union, as well as the withdrawal from the market of machines and (or) equipment that do not meet the requirements of this technical regulation.*13.1)

1. It must be possible to adjust and maintain the machine and / or equipment without exposing personnel to danger under the conditions provided by the manufacturer.

2. When developing (designing) and manufacturing machines and (or) equipment, responsible persons must:

eliminate or reduce the danger;

take measures to protect yourself from danger;

inform consumers about protection measures, indicate whether special training is required, and determine the need for technical protection measures.

3. When developing (designing) and manufacturing machines and (or) equipment, as well as when developing a manual (instruction) for the operation of the machine and (or) equipment, it is necessary to take into account the permissible risk during the operation of machines and (or) equipment.

4. If a danger may arise as a result of unacceptable operation, the design of the machine and (or) equipment must prevent such operation. If this is not possible, the user's attention is drawn to such situations in the operating manual (instructions).

5. When developing (designing) and manufacturing machines and (or) equipment, it is necessary to use ergonomic principles to reduce the impact of discomfort, fatigue and psychological stress of personnel to the lowest possible level.

6. When developing (designing) and manufacturing a machine and (or) equipment, the restrictions imposed on the operator's actions when using personal protective equipment must be taken into account.

7. The machine and / or equipment must be equipped in accordance with the operating instructions with the necessary devices and tools for safe adjustments, maintenance and intended use.

8. The machine and (or) equipment must be developed (designed) and manufactured in such a way that the raw materials, materials and substances used in their manufacture and operation do not threaten the safety of human life or health, property, the environment, the life or health of animals.

When using liquids and gases, the hazards associated with their use should be excluded.

9. It is necessary to provide additional lighting for the safe operation of the machine and (or) equipment.

The internal parts and areas of the machine and / or equipment that require frequent inspection, adjustment and maintenance must have lighting that ensures safety.

When operating the machine and / or equipment, it is necessary to exclude the formation of shaded areas, areas that create interference, blinding and stroboscopic effect.

10. The machine and / or equipment or each part thereof must be packed in such a way that they can be stored safely and without damage, have sufficient stability.

11. If the weight, size or shape of the machine and / or equipment or their various parts do not allow them to be moved manually, the machine and / or equipment or each of their parts must:

be equipped with devices for lifting the mechanism;

have such a configuration that standard lifting equipment can be used.

12. If the machine and / or equipment or one of their parts will be moved manually, they must be easily moved or equipped with lifting devices.

It is necessary to provide special places for the safe placement of tools, parts and assemblies necessary during operation.

13. The control systems of the machine and (or) equipment must ensure the safety of their operation in all provided operating modes and under all external influences provided for by the operating conditions.

Management systems should exclude the creation of dangerous situations in case of possible logical errors and due to violations of management actions by personnel.

Depending on the complexity of the control and monitoring of the operating mode of machines and (or) equipment, control systems should include means of automatic regulation of operating modes or means of automatic stopping, if a violation of the operating mode can cause a dangerous situation.

14. The control systems of the machine and (or) equipment must include means of warning alarms and other means that warn of violations of the functioning of the machine and (or) equipment that lead to dangerous situations.

Means that warn about violations of the functioning of machines and (or) equipment should ensure an error-free, reliable and fast perception of information by personnel.

15. The controls of the machine and (or) equipment must be:

easily accessible and easily distinguishable, provided with inscriptions, symbols or indicated in other ways;

they are designed and placed in such a way that their involuntary movement is excluded and reliable, confident and unambiguous manipulation of them is ensured;

they are placed taking into account the required effort to move, the sequence and frequency of use, as well as the significance of the functions;

they are made so that their shape and size correspond to the method of capture (fingers, brush) or pressing (finger, palm, foot);

they are located outside the danger zone, with the exception of control bodies, the functional purpose of which requires the presence of personnel in the danger zone, and at the same time additional measures are taken to ensure safety.

16. If the management of one control body is provided for several different actions, the performed action must be displayed by means of control and verifiable.

17. The start-up of the machine and (or) equipment, as well as the re-start after the stop (regardless of the reason for the stop) should be carried out only by the start-up control body. This requirement does not apply to the restart of production equipment operating in automatic mode, if the restart after stopping is provided for by this mode.

If the system of machines and (or) equipment has several controls that start the system or its individual parts, and a violation of the sequence of their use can lead to the creation of dangerous situations, the control must provide devices that exclude a violation of the sequence.

18. Each system of machines and (or) equipment must be equipped with a control body with which it can be safely completely stopped. The control of stopping the machine and / or equipment should take priority over the start control.

After stopping the machine and / or equipment, the energy source from the drives of the machine and / or equipment must be disconnected, except in cases when disconnecting the energy sources may lead to a dangerous situation. The control systems of the machine and / or equipment (with the exception of portable machines with manual control) must be equipped with emergency braking and emergency stop (shutdown) means, if the use of these systems can reduce or prevent the danger.

19. The emergency stop control body must:

be clearly identifiable and easily accessible;

stop the machine and / or equipment quickly, without creating a danger;

after activating it, it should remain in the position corresponding to the stop until it is returned to its original position by the user;

return to the starting position without starting the machine and / or equipment;

be red in color, differ in shape and size from other controls.

20. The control of the system of machines and (or) equipment must exclude the occurrence of danger as a result of their joint operation, as well as in the event of a failure of any part.

The control of the system of machines and (or) equipment should allow the personnel to block the start of the system, if necessary, as well as to stop it.

21. The control panel of the system of machines and (or) equipment must provide the personnel with the opportunity to control the absence of personnel or other persons in dangerous zones, or the management must exclude the functioning of the system of machines and (or) equipment when personnel or other persons are in the dangerous zone. Each start-up must be preceded by a warning signal, the duration of which allows persons who are in the danger zone to leave it or prevent the start of the system.

The control panel of the system of machines and (or) equipment must be equipped with means of displaying information about violations of the operation of any part of the system, as well as means of emergency shutdown (shutdown) of the system and (or) its individual parts.

22. If there is a switch of operating modes in the control of the machine and (or) equipment, each of its positions must correspond to only one operating mode and be securely fixed.

23. If increased protection of personnel is required in certain operating modes of the machine and (or) equipment, then switching on these modes should ensure:

the ability to block automatic control;

movement of structural elements only with constant application of force to the motion control body;

termination of the operation of the machine and (or) equipment, if their operation may cause danger to personnel;

exclusion of the operation of parts of the machine and (or) equipment that are not involved in the implementation of the selected mode;

reducing the speed of movement of machine parts and (or) equipment involved in the implementation of the selected mode.

24. The selected control mode must have priority over all other control modes, with the exception of an emergency stop.

25. Complete or partial termination of power supply and its subsequent restoration, as well as damage to the power supply control circuit should not lead to dangerous situations, including:

spontaneous start-up of the machine and (or) equipment during the restoration of power supply;

failure to execute an already issued stop command;

falling and throwing out of moving parts of the machine and (or) equipment and objects fixed on them, blanks, tools;

reducing the effectiveness of protective devices.

26. A violation (malfunction or damage) in the control scheme of the machine and (or) equipment should not lead to dangerous situations, including:

spontaneous start-up of the machine and (or) equipment during the restoration of power supply;

failure to execute an already issued stop command;

falling and throwing out of moving parts of the machine and (or) equipment and objects fixed on them, blanks, tools;

reducing the effectiveness of protective devices.

27. The machine and / or equipment must be stable in the intended operating conditions, ensuring that they are used without the risk of overturning, falling or unexpected movement.

In the operating manual (instructions), it is necessary to indicate the use of appropriate fasteners.

28. Parts of machines and (or) equipment and their connections must withstand the forces and stresses to which they are subjected during operation.

The durability of the materials used must correspond to the intended operation, take into account the appearance of hazards associated with fatigue, aging, corrosion and wear.

29. The manual (instructions) for the operation of machines and (or) equipment must specify the type and frequency of monitoring and maintenance required to ensure safety. If necessary, the parts subject to wear and the criteria for their replacement should be specified.

30. If, despite the measures taken, there is a danger of destruction of the machine and (or) equipment, protective fences should be installed in such a way that when parts or components of the machine and (or) equipment are destroyed, their fragments cannot fly apart.

31. Pipelines must withstand the specified loads, must be securely fixed and protected from external mechanical influences.

Measures must be taken to protect against dangerous consequences in case of destruction, sudden movement of pipelines and high-pressure jets during their destruction.

32. It is necessary to take precautionary measures to prevent danger from the parts, their fragments, and waste thrown out by the machine and (or) equipment.

33. Accessible parts of machines and (or) equipment must not have cutting edges, sharp corners and rough surfaces that can cause injury and are technologically unrelated to the performance of the functions of the machine and (or) equipment.

34. If the machine and / or equipment are designed to perform several different operations with manual movement of the processed object between each operation, it should be possible to use each functional element separately from other elements that pose a danger to personnel.

35. If the machine and / or equipment are designed to operate at different modes, speeds, it is necessary to ensure a safe and reliable selection and adjustment of these modes.

36. Moving parts of machines and (or) equipment should be placed in such a way that there is no possibility of injury, or, if the danger persists, warning signs and (or) inscriptions, safety or protective devices should be used to avoid such contacts with the machine and (or) equipment that may lead to an accident.

37. Measures should be taken to prevent accidental blocking of moving parts. If, despite the measures taken, blocking can occur, special tools for safe unblocking should be provided. The procedure and methods of unlocking must be specified in the operating manual (instructions), and the corresponding designation must be applied to the machine and equipment.

38. Protective and safety devices used to protect against the danger caused by moving parts of the machine and (or) equipment should be selected based on the risk analysis.

39. Protective and safety devices must:

have a strong stable structure;

be safe;

be located at an appropriate distance from the danger zone;

do not interfere with the control of the production process in hazardous areas;

allow you to perform work on setting up and (or) replacing tools, as well as maintenance of machines and (or) equipment.

40. Fixed protective fences must be securely fastened in such a way that access to the protected area is possible only with the use of tools.

41. Movable protective fences must:

if possible, remain attached to the machine and / or equipment when they are open;

have blocking devices that prevent the operation of the machine or equipment while the protective fences are open.

42. Movable protective fences and protective devices must be designed (designed) and included in the control system of the machine and (or) equipment in such a way that:

moving parts could not be activated while they are in the reach of personnel;

persons exposed to possible exposure were not within reach at the time of switching on;

they could only be installed using tools;

the absence or failure of one of the components of these devices prevented the inclusion or stopping of moving parts;

protection from the ejected parts was provided by creating an appropriate barrier.

43. Devices that restrict access to those places of moving parts of machines and (or) equipment that are necessary for work must:

be installed manually or automatically (depending on the type of work they are involved in);

be installed using tools;

limit the danger from discarded parts.

44. Protective devices must be connected to the control systems of machines and (or) equipment in such a way that:

the moving parts could not be activated while they were in the operator's reach;

personnel could not be within the reach of moving parts of machines and (or) equipment when putting them into operation;

the absence or malfunction of one of the components of the protective equipment excluded the possibility of switching on or stopping moving parts.

45. Protective devices should be installed (removed) only with the use of tools.

46. If electric energy is used in machines and (or) equipment, they must be developed( designed), manufactured and installed in such a way that the risk of electric shock is excluded.

47. If non-electrical energy (hydraulic, pneumatic, thermal energy) is used in machines and (or) equipment, they must be developed (designed) and manufactured in such a way as to avoid any danger associated with these types of energy.

48. Errors in the assembly of the machine and (or) equipment, which may be a source of danger, must be excluded. If this is not possible, warnings should be applied directly to the machine and / or equipment. Information about possible errors during reassembly should be given in the operating manual (instructions).

49. It is necessary to exclude the danger caused by the mixing of liquids and gases and (or) incorrect connection of electrical conductors during assembly. If this is not possible, this information must be indicated on the tubes, cables and / or on the connecting blocks.

50. Measures must be taken to eliminate the danger caused by contact or proximity to machine parts and / or equipment or materials with high or low temperatures.

It is necessary to assess the danger of the release of working and spent substances having a high or low temperature from machines and (or) equipment, and if there is a danger, measures should be taken to reduce it.

It is necessary to provide protection from injury in contact with or close proximity to parts of the machine and / or equipment or the use of substances that have a high or low temperature in the work.

The metal surfaces of hand tools, metal handles and latches of machines and (or) equipment must be covered with a heat-insulating material. The temperature of the metal surfaces of the equipment in the presence of a possible (unintentional) contact of an open area of the skin with them should be within the permissible values.

51. The machine and / or equipment must be developed (designed) so that there is no danger of fire or overheating caused directly by the machine and / or equipment, gases, liquids, dust, vapors or other substances produced or used by the machine and / or equipment.

The machine and / or equipment must be developed (designed) so that there is no unacceptable risk from an explosion caused directly by the machine and (or) equipment, gases, liquids, dust, vapors or other substances produced or used by the machine and (or) equipment, for which it is necessary:

avoid dangerous concentrations of explosive substances;

conduct continuous automatic monitoring of the concentration of explosive substances;

prevent the ignition of a potentially explosive environment;

minimize the consequences of the explosion.

52. When developing (designing) machines and (or) equipment, it is necessary to ensure the parameters of noise, infrasound, air and contact ultrasound that do not exceed the permissible parameters during the operation of machines and (or) equipment.

53. The operating manual (instructions) must specify the noise parameters of the machine and (or) equipment and the uncertainty parameters.

54. When developing (designing) machines and (or) equipment, it is necessary to ensure the permissible parameters of the vibration produced by the personnel.

The design of the machine and / or equipment must ensure an acceptable risk caused by the impact of the vibration produced on the personnel.

55. For manual machines and machines with manual control, as well as machines equipped with a workplace for personnel, the full standard value of the corrected vibration acceleration acting on the personnel and the uncertainty parameters of the evaluation of this value should be indicated in the operating manual (instructions).

56. The machine and / or equipment must be designed (designed) and manufactured in such a way that ionizing radiation does not create a danger.

57. When using laser equipment, there must be:

accidental radiation is prevented;

protection against direct, reflected, scattered and secondary radiation is provided;

there is no danger from optical equipment for monitoring or configuring laser equipment.

58. When developing (designing) machines and (or) equipment, it is necessary to take measures to protect personnel from the adverse effects of non-ionizing radiation, static electric, permanent magnetic fields, electromagnetic fields of industrial frequency, electromagnetic radiation of radio frequency and optical ranges.

59. Gases, liquids, dust, vapors and other wastes that emit machines and (or) equipment during operation should not be a source of danger to human life and health and the environment.

If there is such a danger, the machine and / or equipment should be equipped with devices for collecting and / or removing these substances, which should be located as close as possible to the source of emission, as well as devices for continuous automatic control of emissions.

60. The machine and (or) equipment must be equipped with means that prevent the closure of personnel inside the machine and (or) equipment, if this is not possible-alarm devices for calling for help.

61. Parts of the machine and (or) equipment where personnel may be located must be designed (designed) in such a way as to prevent personnel from slipping, tripping or falling on or off them.

62. The places of maintenance of the machine and (or) equipment must be located outside of dangerous zones.

If possible, maintenance should be carried out during the shutdown of the machine and / or equipment. If for technical reasons such conditions cannot be met, it is necessary to ensure that maintenance is safe.

63. It is necessary to ensure the possibility of installing diagnostic equipment on machines and (or) equipment to detect a malfunction.

It is necessary to ensure that it is possible to quickly and safely remove and replace those components of machines and (or) equipment that require frequent replacement (especially if they need to be replaced during operation or they are subject to wear or aging, which can lead to danger). To perform these works with the help of tools and measuring devices, in accordance with the operating manual (instructions), it is necessary to ensure safe access to such elements.

64. It is necessary to ensure the availability of means (stairs, galleries, passages, etc.) for safe access to the workplace, to all maintenance areas.

65. Machines and (or) equipment must be equipped with means of disconnecting from all energy sources that are identified by color and size. It is necessary to ensure that they can be blocked if their operation may cause danger to persons who are in the danger zone.

It is necessary to ensure that the means of disconnecting the power supply can be blocked if the personnel, when they are in any place where they have access, cannot check whether the power supply is turned off.

It is necessary to ensure that it is possible to safely dump (dissipate) any energy stored in the circuits of the machine and (or) equipment after the power supply is turned off. If necessary, some circuits can remain connected to energy sources for information protection, emergency lighting. In this case, measures should be taken to ensure the safety of personnel.

66. The machine and / or equipment must be developed (designed) so that the need for personnel intervention is limited, if this is not provided for in the operating manual (instructions).

If the intervention of personnel cannot be avoided, it must be safe.

67. It is necessary to provide for the possibility of cleaning the internal parts of machines and (or) equipment containing dangerous elements, without penetration into the machine and (or) equipment, as well as unlocking from the outside. It is necessary to ensure safe cleaning.

68. The information necessary for the control of the machine and / or equipment must be clearly understood by the personnel. The information should not be redundant, so as not to overload the personnel during operation.

69. If the personnel may be exposed to danger due to malfunctions, the machine and / or equipment must be equipped with devices that give a warning acoustic or light signal.

The signals given by the warning alarm devices of machines and (or) equipment must be unambiguously perceived. The personnel should be able to check the operation of the warning alarm devices.

70. If, despite the measures taken, there is a danger, the machine and (or) equipment must be provided with warning signs(signs) that must be understandable and drawn up in Russian and in the state language(s) of the member state of the Customs Union, if there are relevant requirements in the legislation of the member state(s) of the Customs Union.

1. Machines, the occurrence of hazards from which is associated with their movement, must additionally comply with the safety requirements specified in this annex.

2. The visibility from the operator's workplace must be sufficient to ensure the safety of the operator and the personnel located in the danger zone when using the machine and its working bodies for their intended purpose. If necessary, the means required to eliminate the dangers caused by insufficient visibility should be provided.

3. The operator, while at his workplace, must be able to activate the controls necessary for the operation of the machine. The only exceptions are those types of work that, in order to ensure safety, must be performed with the help of controls located outside the operator's workplace.

4. The steering system of wheeled vehicles must be designed and manufactured in such a way as to reduce the force on the steering wheel or control levers resulting from external influences on the controlled wheels.

5. The differential lock control must be designed and installed in such a way that it is possible to unlock the differential when the machine is moving.

If a machine for performing production processes for performing specified functions is equipped with equipment that exceeds its dimensions (for example, stabilizers, arrows, etc.), the operator must be able to make sure before starting to move that this equipment is in a specified position that does not create danger when moving the machine.

6. In the process of starting the engine, the possibility of arbitrary movement of the machine must be excluded.

The machines must meet the requirements for the processes of speed reduction, stopping, braking and keeping in a stationary state in order to ensure safety in the operating modes, load level, and speed provided for in the operational documents.

7. The operator must be able to slow down or completely stop the self-propelled machine with the help of a working control body. If this is required for safety, in the event of a malfunction of the control system or a violation of the power supply process, the machines must be equipped with an emergency speed reduction or stop device with a completely independent and easily accessible control body.

If this is required for safety, then the machines must be equipped with a parking brake that ensures complete immobility of the machine.

8. If it is necessary to remotely control a machine or a system of machines, each control unit must be clearly identified with the machine for which it is intended.

The remote control system must be designed and manufactured in such a way that it can only control the corresponding machine and (or) certain operations.

A machine equipped with a remote control system must be designed and manufactured in such a way that it responds only to the signals of a certain control unit.

9. The movement of a machine controlled by a nearby operator should be possible only as a result of the continuous influence of the operator on the appropriate controls. In the process of starting the engine, the possibility of arbitrary movement of the machine must be excluded.

10. The control systems of a machine controlled by a nearby operator must be designed in such a way as to minimize all risks associated with the arbitrary movement of the machine towards the operator.

The speed of movement of the machine should be comparable to the speed of movement of the operator walking next to it.

If the machine is equipped with a rotating tool, then any possibility of its inclusion in the process of reversing the machine must be excluded, except in cases when the machine is driven directly by this rotating tool. In the latter case, the reverse speed of the machine should not pose a danger to the operator.

Failure of the steering power source (if available) should not interfere with the operation of the machine for the entire period of time necessary for its complete stop.

11. The machine must be designed, manufactured and, if necessary, installed on the chassis in such a way that uncontrolled fluctuations of its center of gravity arising during movement do not affect the stability of the machine and do not create excessive loads on its structure.

A self-propelled machine must be designed and manufactured in such a way that its stability is maintained under the specified operating conditions.

12. If there is a risk of overturning of a self-propelled machine in the intended operating conditions, then it must be equipped with a rollover protection device. When the machine is tipped over, the design of this device must provide the operator in the machine with an appropriate amount of deformation restriction.

The seats of the machine must have an appropriate design or be equipped with a holding system that allows the operator to stay in his place without limiting the necessary actions to control the machine.

13. If, depending on the operating conditions of a self-propelled machine, there is a risk of various objects falling on it, then it must be equipped with a falling object protection device.

When objects fall, the design of this device must provide the operator in the car with an appropriate amount of deformation restriction.

14. Machines that are intended for towing or are themselves towed must be equipped with a traction device designed, manufactured and placed in such a way as to ensure easy and safe connection or disconnection, as well as to prevent accidental disconnection during operation.

15. Semi-trailer, semi-mounted machines must be equipped with racks with support surfaces that meet the load and ground conditions.

16. Removable mechanical power take-off devices connecting self-propelled machines (tractors) with the first rigid supports of towed machines must be designed and manufactured so that any part that is movable during operation is protected throughout its entire length.

The power take-off shaft of a self-propelled machine (tractor), to which a removable mechanical power take-off device is attached, must be protected by a special protective fence that is firmly attached to the self-propelled machine (tractor), or by any other device that provides an equivalent level of protection.

To provide access to the removable power take-off device, this protective fence must be able to be opened. When installing the above device, there must be sufficient space to prevent damage to the protective fence by the driveshaft during the movement of the self-propelled machine (tractor).

The power receiving shaft of the towed machine must be enclosed in a protective casing fixed on it.

Torque limiters or overrunning clutches can be attached to the universal joint of the driveshaft only from the side of the towed machine. The removable mechanical power take-off device must be marked accordingly.

17. All towed machines, for the operation of which a removable mechanical power take-off device connecting them to self-propelled machines (tractors) is necessary, must have such a system of its connection that, if necessary, disconnecting the machines, would protect the device itself and its protective fences from damage resulting from their contact with the ground or with machine parts.

The external parts of the protective barriers must be designed, manufactured and placed in such a way that they cannot be rotated simultaneously with the removable mechanical power take-off device. The protective guard must cover the driveshaft until the end of the forks of the internal joints (in the case of simple universal joints) and at least up to the middle of the external joint in the case of wide-angle universal joints.

If the means of access to the working places in the machine are located near a removable mechanical power take-off device, they must be designed and manufactured in such a way as to exclude the possibility of using the protective guards of the driveshaft as steps, except in cases where this is provided for by the design.

18. The places where the batteries are installed must be designed and manufactured in such a way as to eliminate the danger caused by the contact of the electrolyte on the operator in the event of a rollover of the machine, and to avoid the accumulation of electrolyte vapors at the operator's workplace.

The machine must be designed and manufactured in such a way that the batteries can be disconnected using an easily accessible and specially designed device (switch) for this purpose.

19. Depending on the types of hazards, the machine must be equipped with fire extinguishers located in easily accessible places and (or) built-in fire extinguishing systems.

20. The operator must be protected from the risk of exposure to hazardous substances if the main function of the machine is to spray them.

21. Vehicles equipped with operator seats must be equipped with an appropriate signal transmission device from the towing vehicle to the towed one (if necessary).

22. The workplace of operators of agricultural machines that are outside the cabin of the power vehicle during the operation of the unit must be protected from being thrown by earth, technological material, dirt.

23. Folding elements designed to reduce the transport width and (or) height must have mechanical or other means to hold them in the transport position.

24. Self-propelled machines and power equipment intended for operation in mountainous conditions must be equipped with maximum permissible roll alarms.

25. The safety requirements established for mounted, semi-mounted, trailed, semi-trailer and mounted agricultural machines are evaluated when tested as part of a machine-tractor unit consisting of a mounted, semi-mounted, trailed or mounted machine and an energy vehicle (tractor).

26. If self-propelled machines and energy means are intended for use in a dangerous environment, or the machines and energy means themselves cause a dangerous environment, appropriate devices must be provided to ensure the normal operation of the operator and protect him from predictable hazards.

27. When the operator's workplace is equipped with a cab, it must allow the operator to quickly leave the car and have at least one emergency exit.

28. Machines that are aggregated with an energy vehicle, which close the light-signaling devices of the energy vehicle in the transport position, as well as self-propelled machines must be equipped with their own external lighting devices.

1. Lifting machines must be designed and manufactured in such a way that during their operation (in working and non-working conditions), as well as at other stages of the life cycle (manufacturing, installation, testing, dismantling, etc.), they retain the declared geometric shape, strength, rigidity, stability, wear and corrosion resistance, as well as balance (the latter, only for some types of portal crane booms).

The strength, rigidity, stability and balance of the design elements of the metal structure, as well as the corresponding safety indicators of the lifting machine mechanisms, taking into account the established operating modes, must be confirmed by the calculation.

2. Lifting machines moving along a rail track must be equipped with special devices that prevent the risk of their derailment, as well as unauthorized movement under the influence of wind loads.

If, despite the presence of these devices, there is a risk of derailment, for example, due to a possible seismic impact or breakage of the rails themselves, it is necessary to use additional devices that prevent a possible fall of the equipment.

3. Lifting machines must be designed and manufactured taking into account the provided operating conditions, operating time and operating mode of the mechanisms. Lifting mechanisms of lifting machines intended for servicing intensive technological processes should be equipped with operating time recorders.

All free-standing boom-type lifting cranes should also be equipped with operating time recorders (with load moment limiters).

The materials used for the manufacture of lifting machines must be selected taking into account the specified operating conditions (in working and non-working conditions) such as temperature, aggressiveness of the environment, explosion and fire hazard of the environment, etc. The quality of materials must be confirmed by manufacturer's certificates.

4. Blocks and drums for steel ropes must have a diameter not lower than that determined by the classification group of the mechanism in which they are installed. The flow of the block and the cutting of grooves on the drum must correspond to the diameter of the installed steel rope.

The calculated force for choosing a steel rope is determined by the design of the mechanism, taking into account the multiplicity of the polyspast. The minimum utilization factor (reserve factor) of a steel rope must not be lower than the mechanism in which the rope is installed, determined by the classification group. The minimum utilization factor (reserve factor) of the steel rope for each individual branch of the slings should be at least 6, provided that the maximum angle between the branches of the multi-branch slings is not more than 90°. The calculated load for each of the branches of multi-branch slings is taken from the condition that the load is held by three or fewer branches.

Steel ropes intended directly for lifting or holding cargo (except for cable car ropes and ring slings) should not have any splices, except for sealing the ends of the ropes.

The quality of the sealing of the ends and the method of fastening the steel ropes are chosen to ensure an appropriate level of safety of the mechanism and the lifting machine as a whole.

5. The sizes of the sprockets should be selected taking into account the classification group of the mechanism and the chain step.

The calculated force for selecting the chain is determined by the design of the mechanism, taking into account the multiplicity of the polyspast. The minimum utilization factor (reserve factor) of the chain must not be lower than the mechanism determined by the classification group in which the chain is installed.

The method of fastening and splicing of the ring chain is chosen to ensure an appropriate level of safety of the mechanism and the lifting machine as a whole.

The minimum utilization factor (reserve factor) of the chain for each individual branch of the slings should be at least 4, provided that the maximum angle between the branches of multi-branch slings is not more than 90°. The calculated load for each of the branches of multi-branch slings is taken from the condition that the load is held by three or fewer branches.

When using textile ropes and belts in the construction of slings, the minimum utilization factor (reserve factor) of a textile rope or tape for each individual branch of the slings should be at least 7, provided that the maximum angle between the branches of multi-branch slings is not more than 90°.

Splicing (stitching) of textile ropes and belts should not lead to a decrease in the specified minimum utilization rate of each individual branch of the sling.

6. Devices designed to control movements must function in such a way that the lifting machines on which they are installed are safe.

Lifting machines must be designed, manufactured or equipped with special devices that would allow limiting the amplitude of movements of the corresponding components of the machines within the established limits. If necessary, a warning signal should be given at the beginning of the operation of these devices.

If lifting machines that are standing alone and moving along rail tracks may accidentally end up in close proximity to each other, causing a risk of collision, they should be equipped with systems that allow avoiding this risk.

Lifting machines must be designed and manufactured in such a way as to prevent dangerous displacement or free and uncontrolled fall of the loads placed on them, even if the cause of their occurrence is a complete or temporary power outage or a stop of the machine by the operator.

Under normal operating conditions, the process of lowering the load by using only the friction brake system should not be the only possible way, except for those machines that cannot function otherwise.

Cargo retention devices must be designed and manufactured in such a way as to exclude any possibility of accidental falling of goods.

7. The working position of the lifting machine should be such as to provide the maximum possible overview of the trajectories of movement of its moving parts in order to prevent possible collisions with people, equipment or other machines moving at the same time in close proximity and creating a certain danger.

Lifting machines moving along a rail track must be designed and manufactured in such a way as to protect people from injuries caused by loads, transport platforms or counterweights (if any). If necessary, in order to fulfill this requirement, access to the cargo movement area under normal operating conditions should be excluded.

If, during the control or maintenance process, there is a risk of crushing between any fixed element and the transport platform parts of the human body located below or above it, it is necessary to provide sufficient free space in the form of a shelter or the installation of mechanical devices that block the movement of the transport platform.

8. The movement of the transport platform of a lifting machine serving fixed platforms should be carried out on rigid guides. Lifting systems with a scissor-type hinge mechanism are also considered as systems with rigid guides.

If people have access to the transport platform, the lifting machine must be designed and manufactured in such a way as to ensure the stationary state of the transport platform during access, in particular during loading or unloading.

The lifting machine must be designed and manufactured in such a way that the difference between the levels of the transport platform and the landing platform served by it does not cause a risk of tripping or falling.

9. If there is a risk associated with the fall of cargo from the transport platform, the lifting machine must be designed and manufactured in such a way as to exclude the occurrence of this risk.

10. At the places of embarkation/disembarkation (loading/unloading), the risk of people coming into contact with a moving platform or other moving parts of a lifting machine should be excluded.

If there is a risk associated with the possibility of people falling in the traffic area of the transport platform at the time of its absence at the landing (loading and unloading) site, protective fences should be provided to exclude the possibility of this risk. These protective barriers should not be opened in the direction of the traffic area of the transport platform. They must have a protective device with a lock that works depending on the position occupied by the transport platform and prevents dangerous movement of the transport platform until the protective barriers are closed and blocked, and the opening of the protective fence until the transport platform stops at the corresponding landing (loading and unloading) platform.

11. To confirm the operability of lifting machines, they must periodically be subjected to static and dynamic cargo tests with a load of 1.25 passport load capacity (static tests) and 1.1 passport load capacity (dynamic tests). The procedure for carrying out cargo tests should be described in the Operating Manual of the lifting machine.

Newly manufactured lifting machines (free-standing boom-type cranes) are additionally subjected to tests for overall stability against tipping. The test procedure should be described in the Operating Manual of the lifting machine.

12. The control devices of manually operated lifting machines must be automatically returned to their original position. However, when controlling a part or the entire movement process, in which there is no threat of a collision of goods or cars, these control devices can be replaced by special devices that allow automatic stopping in pre-set positions without using a device with automatic return to the starting position.

Rope transport platforms, traction means must be held by counterweights or a device that allows you to control the tension.

13. Each part of a lifting chain, rope or sling that is not an assembly unit must have a marking applied to it, and in cases where this is not possible , a plate or a non-removable ring indicating the name and address of the manufacturer.

Lifting chains, steel ropes, textile ropes and belts must have a certificate containing the following information:

- name and address of the manufacturer;

- a brand of chain, steel rope, textile rope or tape, including the nominal size, design and material data;

- the test method used;

- the minimum breaking (or destructive) load.

The form of this certificate is approved by the Customs Union Commission.

14. All lifting devices must indicate the designation of the material for which they are intended (if this information is necessary for safe operation) and the maximum load capacity.

For load-grabbing devices, marking of which is impossible, the above information should be applied to a plate securely attached to them, or located in a place where there is the least risk of its abrasion (for example, as a result of wear) or having a negative impact on the strength level of load-grabbing devices, and should be clearly distinguishable.

15. Each lifting machine must have its maximum rated load capacity indicated, and for boom - type cranes, an additional plate with a cargo characteristic is installed.

Lifting machines designed exclusively for lifting goods, equipped with transport platforms that allow people to access them, must be clearly marked with a warning prohibiting the lifting of people. This warning should be clearly visible from any place from which access to transport platforms is possible, and it should be maintained throughout the entire service life of the machine.

16. The mechanisms of the lifting machine must be equipped with brakes of a normally closed type (except for the brakes of the turning mechanism, which can be normally open).

The coefficient of the braking reserve of the lifting mechanism of the lifting machine is assigned taking into account the classification group of the mechanism, but not less than 1.5.

Lifting mechanisms of lifting machines designed for lifting and transporting dangerous goods must be equipped with two brakes, while the braking reserve coefficients of each of them are assigned based on ensuring a given safety.

17. The load-lifting bodies of the lifting machine must meet the requirements for ensuring the specified safety and prevent spontaneous uncoupling, falling or spilling of the cargo during its lifting and transportation, including in case of control system failures.

Cargo hooks, with the exception of special-purpose hooks, must be mounted on thrust rolling bearings.

Fixing the hook on the suspension must completely exclude its unauthorized disconnection from the suspension during operation.

Each hook of the lifting machine must be equipped with a latch that prevents the sling, ring or eye from falling out of the hook mouth at any time during lifting and transporting the load.

18. The electrical equipment and the control system of the lifting machine must meet the requirements of ensuring the specified safety and meet the requirements of the classification groups of the mechanisms installed on it.

The control system of the lifting machine must be, at a minimum, equipped with zero and current protection, exclude the possibility of unauthorized start of the drives of mechanisms, as well as the possibility of electric shock to personnel.

19. The hydraulic equipment of the lifting machine must meet the requirements of ensuring the specified safety, exclude damage to the hydraulic drive elements in contact with the elements of the metal structure and exclude spontaneous lowering of the load (boom) in emergency situations.

Each hydraulic circuit must be protected from excess pressure by a safety valve adjusted to work with a nominal load equal to the rated load capacity and sealed.

20. Lifting machines must be equipped with the necessary safety devices: limiters (for example, limiters of working movements, necessary locks of the cabin entrance doors, etc.) and indicators (for example, a light indication of the presence of power supply voltage, an indication of weighing devices, an audible alarm of the beginning of lifting and transporting cargo, etc.). The list and number of necessary limiters and indicators of a lifting machine are selected based on its design features, the degree of responsibility and ensuring the required level of safety.

21. The control devices of the lifting machine must be made and installed in such a way that the control is convenient and does not complicate the observation of the lifting body and the cargo.

The direction of movement of the handles and levers should, if possible, correspond to the direction of movement of the mechanisms.

22. The internal dimensions of the control cabins of the lifting machine must meet the ergonomics and safety requirements established for this equipment.

23. Easily accessible parts of the lifting machine that are in motion must be covered with strong removable barriers that allow inspection and maintenance of mechanisms.

Non-insulated current-carrying parts of electrical equipment of lifting machines located in places that do not exclude the possibility of touching them should be fenced.

24. Galleries, platforms and ladders of lifting machines must provide the specified strength, and their dimensions must meet the established safety requirements.

25. Welded joints of design elements of metal structures of lifting machines must ensure their safety.

26. The rail track (for lifting machines moving along the rail track) must be designed and manufactured so that during operation (in working and non - working conditions), as well as at other stages of the life cycle of the lifting machine (installation, testing, etc.), it retains the declared strength, rigidity, stability, fatigue, wear and corrosion resistance.

1. Materials in contact with food, cosmetics or pharmaceutical preparations must be suitable for their intended use. The surfaces of materials and their coatings must be resistant to contacting media and provide the possibility of cleaning and disinfection without destruction, cracking, chipping, peeling or abrasion.

2. The surfaces of the equipment in contact with products, cosmetics or pharmaceuticals must be smooth, without protrusions or depressions that contribute to the accumulation of the product.

The equipment should be easy to clean and disinfect (if necessary, with the preliminary removal of all easily removable parts). The internal surfaces of the equipment must have a radius interface that allows them to be thoroughly cleaned.

3. It is necessary that there is a possibility of complete removal from the equipment of liquids, gases and aerosols released by products, cosmetics or pharmaceuticals, as well as those formed as a result of cleaning and disinfection.

4. The equipment must be designed and manufactured in such a way as to prevent foreign substances or pests (for example, insects) from entering it, as well as the accumulation of any organic substances in places inaccessible for cleaning.

5. The equipment must be designed and manufactured in such a way as to exclude the possibility of contact of hazardous excipients (for example, lubricants) with food, cosmetics or pharmaceutical preparations.

6. The manual (instructions) for the operation of the equipment should contain information on the means and methods recommended for cleaning, disinfection and washing.

1. Household woodworking machines.

2. Snowmobiles, snowmobiles and trailers for them.

3. Garage equipment for motor vehicles and trailers.

4. Agricultural machines.

5.Means of small-scale mechanization of horticultural and forestry applications are mechanized, including electric.

6. Machines for animal husbandry, poultry farming and feed production.

7.The tool is mechanized, including electric.

8. Technological equipment for logging, logging and timber smelting:

- gasoline-powered saws;

- electric chain saws.

9. The item was deleted from December 2, 2016 - the decision of the EEC Council of May 16, 2016 N 37. - See the previous version.

10. Equipment for stripping and cleaning operations and fixing of mine workings:

- cleaning combines;

- mechanized complexes;

- mechanized supports for lavas;

- pneumatic tools.

11. Equipment for sinking of mine workings:

- mining combines for coal and rock;

- metal supports for preparatory workings.

12. Equipment for shaft hoists and mine transport:

- mine scraper conveyors;

- mine belt conveyors;

- mine and mining winches.

13. Equipment for drilling boreholes and boreholes, equipment for charging and driving blast wells:

- pneumatic perforators (drill hammers);

- airstrikes;

- machines for drilling wells in the mining industry;

- drilling rigs.

14. Ventilation and dust suppression equipment:

- mine fans;

- means of dust collection and dust suppression;

- oxygen compressors.

15. Lifting and transport equipment, lifting cranes.

1. Gas turbine turbines and installations.

2. Traction machines.

3. Crushers.

4. Diesel generators.

5. Devices for lifting operations.

6. Conveyors.

7. Electric rope and chain hoists.

8. Industrial floor railless transport.

9. Chemical, oil and gas processing equipment.

10. Equipment for processing polymer materials.

11. Pumping equipment (pumps, pumping units and installations).

12. Cryogenic, compressor, refrigeration, autogenic, gas cleaning equipment:

- air separation and rare gas installations;

- equipment for the preparation and purification of gases and liquids, heat and mass transfer equipment of cryogenic systems and installations;

- compressors (air and gas driven);

- refrigeration units.

13. Equipment for gas-flame processing of metals and metallization of products.

14. Gas cleaning and dust collecting equipment.

15. Pulp and paper equipment.

16. Paper-making equipment.

17. oilfield, drilling and geological exploration equipment.

18. Technological equipment and equipment for applying paint and varnish coatings to machine-building products.

19. Equipment for liquid ammonia.

20. Equipment for the preparation and purification of drinking water.

21. Metalworking machines.

22. Forging and pressing machines.

23. Woodworking equipment (except household woodworking machines).

24. Technological equipment for foundry production.

25. Equipment for welding and thermal spraying.

26. Industrial tractors.

27. Forklift trucks.

28. Bicycles (except for children).

29. Machines for earthmoving, reclamation works, development and maintenance of quarries.

30. Road vehicles, equipment for the preparation of building mixes.

31. Construction equipment and machinery.

32. Equipment for the construction materials industry.

33. Technological equipment for logging, logging and logging (except for gasoline-powered and electric chain saws).

34. Technological equipment for the peat industry.

35. Industrial laundry equipment.

36. Equipment for dry cleaning and dyeing of clothing and household products.

37. Machinery and equipment for public utilities.

38. Industrial fans.

39. Industrial air conditioners.

40. Air heaters and air coolers.

41. Technological equipment for light industry.

42. Technological equipment for the textile industry.

43. Technological equipment for the production of chemical fibers, fiberglass and asbestos yarns.

44. Technological equipment for the food, meat and dairy and fish industries.

45. Technological equipment for the flour-milling, feed and elevator industry.

46. Technological equipment for trade, public catering and food processing units:

equipment for mechanical processing of food products, including equipment for fruit and vegetable bases and procurement factories;

thermal equipment for public catering enterprises, food processing units, as well as fruit and vegetable bases and procurement factories.

(Item in the wording introduced from December 2, 2016 by the decision of the EEC Council of May 16, 2016 N 37. - See the previous version)

47. Printing equipment.

48. Technological equipment for the glass, porcelain, earthenware and cable industries.

49. Heating boilers running on liquid and solid fuel.

50. Gas and combined burners (except for block ones), liquid fuel, built into equipment intended for use in technological processes at industrial enterprises.

51. Water heating and heating devices operating on liquid and solid fuel.

52. Milling cutters:

- milling cutters with polyhedral carbide plates;

- cutting and slotting cutters made of high-speed steel;

- carbide cutters.

53. Incisors:

- turning tools with soldered carbide plates;

- turning tools with polyhedral carbide plates.

54. Circular saws with carbide plates for processing wood materials.

55. A locksmith and assembly tool with insulating handles for working in electrical installations with a voltage of up to 1000 V.

56. Attachment cutters:

- wood-cutting attachment cutters with backed teeth;

- wood-cutting attachment cutters with knives made of steel or hard alloy;

- cylindrical compound milling cutters.

57. Tools made of natural and synthetic diamonds:

- diamond grinding wheels;

- diamond cutting circles.

58. Tool made of synthetic superhard materials based on boron nitride (tool made of elborum):

- grinding wheels.

59. Industrial pipeline fittings.

60. Abrasive tools, abrasive materials:

- grinding wheels, including for manual machines;

- cutting circles;

- polishing circles;

- petal grinding wheels;

- endless sanding belts;

- fiber grinding wheels.

The text of the List of standards, as a result of the application of which compliance with the requirements of the technical regulations of the Customs Union "On the safety of machinery and Equipment" (TR CU 010/2011) is provided on a voluntary basis, see the link.

The text of the List of standards containing the rules and methods of research (testing) and measurements, including the rules for sampling, necessary for the application and fulfillment of the requirements of the technical regulations of the Customs Union "On the safety of machinery and Equipment" (TR CU 010/2011) and the assessment (confirmation) of conformity of products, see the link

The revision of the document, taking into account

changes and additions, has been prepared

JSC "Codex"